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Kevin Frank Marshall

Osaic Wealth, Inc.

Sherwood, OR

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-30
OR RA APPROVED 2018-11-02
  • TX RA
    APPROVED_RES
    Since 2024-09-30
  • OR RA
    APPROVED
    Since 2018-11-02

Branch Locations

21736 Sw Old Kruger Road, Sherwood, OR 97140 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Tigard OR 05/2016 11/2018
Osaic Wealth, Inc. Tigard OR 11/2018 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Tigard, OR
  • 11/2018 → Present
    Tigard, OR
Previous Registrations
Other Businesses

1) KJC, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/18/2005 ADDRESS: 6950 sw hamton St, Ste 314, Tigard OR 97223, United States DESCRIPTION: It's for my tax filing 2) COMPLETE401K POSITION: owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/02/2002 ADDRESS: 6950 SW Hampton St, ste314, Tigard OR 97223, United States DESCRIPTION: Working with 401k plans 3) COMPLETE FINANCIAL GROUP POSITION: Owner NATURE: It's my DBA name for my company. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2002 ADDRESS: 6950 SW Hampton St, Ste 314, tigard OR 97140, United States DESCRIPTION: It's my DBA name.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-04
S63 Uniform Securities Agent State Law Examination 1999-06-07
  • S66 Uniform Combined State Law Examination
    2002-12-04
  • S63 Uniform Securities Agent State Law Examination
    1999-06-07
Other Names
  • Kevin Marshall

View on SEC IAPD

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