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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-30 |
| OR | RA | APPROVED | 2018-11-02 |
Branch Locations
21736 Sw Old Kruger Road, Sherwood, OR 97140 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Tigard | OR | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Tigard | OR | 11/2018 | Present |
1) KJC, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/18/2005 ADDRESS: 6950 sw hamton St, Ste 314, Tigard OR 97223, United States DESCRIPTION: It's for my tax filing 2) COMPLETE401K POSITION: owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/02/2002 ADDRESS: 6950 SW Hampton St, ste314, Tigard OR 97223, United States DESCRIPTION: Working with 401k plans 3) COMPLETE FINANCIAL GROUP POSITION: Owner NATURE: It's my DBA name for my company. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2002 ADDRESS: 6950 SW Hampton St, Ste 314, tigard OR 97140, United States DESCRIPTION: It's my DBA name.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-07 |
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