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Thomas Monnay

J.P. Morgan Securities LLC

North Miami Beach, FL

North Miami Beach, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-01-15
TX RA APPROVED 2019-01-04
  • FL RA
    APPROVED
    Since 2019-01-15
  • TX RA
    APPROVED
    Since 2019-01-04

Branch Locations

1790 Ne Miami Gardens Dr, North Miami Beach, FL 33179 • United States

1201 Ne 163Rd Street, North Miami Beach, FL 33162 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Plantation FL 10/2011 12/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plantation FL 10/2011 12/2018
Jp Morgan Securities, Llc Miami FL 01/2019 Present
Jp Morgan Chase Bank, N.A. Miami FL 01/2019 Present
Previous Registrations
  • 2011-11-02 → 2019-01-17
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Plantation, FL
    Jacksonville, FL
    Plantation, FL
    Plantation, FL
    Plantation, FL
    Plantation, FL
    Fort Lauderdale, FL
  • 2010-09-15 → 2011-11-03
    Msi Financial Services, Inc.
    Plantation, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-04
S63 Uniform Securities Agent State Law Examination 2010-04-18
  • S65 Uniform Investment Adviser Law Examination
    2010-09-04
  • S63 Uniform Securities Agent State Law Examination
    2010-04-18

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · NORTH MIAMI BEACH, FL
GOALFOCUS FINANCIAL, LLC · AVENTURA, FL
J.P. MORGAN SECURITIES LLC · AVENTURA, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · AVENTURA, FL
CITIGROUP GLOBAL MARKETS INC. · Aventura, FL
PNC WEALTH MANAGEMENT LLC · AVENTURA, FL
TRUIST ADVISORY SERVICES, INC. · AVENTURA, FL
CHARLES SCHWAB & CO., INC. · Aventura, FL

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