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Osvaldo A Duran

Wells Fargo Clearing Services, LLC

North Miami Beach, FL

Coral Gables, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2001-04-26
  • FL RA
    APPROVED
    Since 2001-04-26

Branch Locations

1798 Ne Miami Gardens Dr, North Miami Beach, FL 33179 • United States

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Union National Bank Aventura FL 11/2000 Present
Wells Fargo Advisors Llc Miami FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 Present
  • 11/2000 → Present
    First Union National Bank
    Aventura, FL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Miami, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Miami, FL
Other Businesses

UBER, NOT INV RELATED, MIAMI, FL, DRIVER, START 4/2/2018, 55 HOURS PER MONTH, ZERO DURING TRADING, DRIVER.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-12-15
  • S63 Uniform Securities Agent State Law Examination
    2000-12-15

View on SEC IAPD

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Other Investors

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TERESA TANG CHAN
John A Estrella
MARIA C ROMANOWSKI
Anne Christine Rochael
KEVIN WILLIAM WOLNIK
ALINA AKCHURINA
KARINA KANAKINA

Other Offices

J.P. MORGAN SECURITIES LLC · NORTH MIAMI BEACH, FL
GOALFOCUS FINANCIAL, LLC · AVENTURA, FL
J.P. MORGAN SECURITIES LLC · AVENTURA, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · AVENTURA, FL
CITIGROUP GLOBAL MARKETS INC. · Aventura, FL
PNC WEALTH MANAGEMENT LLC · AVENTURA, FL
TRUIST ADVISORY SERVICES, INC. · AVENTURA, FL
CHARLES SCHWAB & CO., INC. · Aventura, FL

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