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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-15 |
| NJ | RA | APPROVED | 2021-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Red Bank | NJ | 08/2016 | 05/2018 |
| Pnc Investments | Pittsburgh | PA | 08/2016 | 05/2018 |
| Wells Fargo Bank, Na | East Brunswick | NJ | 11/2019 | 06/2021 |
| Wells Fargo Clearing Services, Ll | East Brunswick | NJ | 12/2019 | 06/2021 |
| Pnc Bank | Fanwood | NJ | 05/2018 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Somerset | NJ | 06/2021 | Present |
| Bank Of America, N.A. | Somerset | NJ | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-30 |
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