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Current Employers
Lord Wellington Investments, Llc

9456 Jefferson Highway Suite D, Baton Rouge, LA 70809 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2013-11-01
  • LA RA
    APPROVED
    Since 2013-11-01

Branch Locations

9456 Jefferson Highway Suite D, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Greg A. Kennedy, Cpa Baton Rouge LA 10/1994 Present
Lord Wellington Investments, Llc Baton Rouge LA 06/2012 Present
Greg A. Kennedy & Associates, Inc. Baton Rouge LA 05/2011 Present
Lionheart Strategic Risk Fund, Llc Baton Rouge LA 01/2009 Present
Lord Wellington Financial, Inc. Baton Rouge LA 11/2004 Present
Redemptorist Properties, Llc Baton Rouge LA 06/2018 Present
Citi Capital Funding, Llc Baton Rouge LA 01/2018 Present
  • 10/1994 → Present
    Greg A. Kennedy, Cpa
    Baton Rouge, LA
  • 06/2012 → Present
    Baton Rouge, LA
  • 05/2011 → Present
    Greg A. Kennedy & Associates, Inc.
    Baton Rouge, LA
  • 01/2009 → Present
    Lionheart Strategic Risk Fund, Llc
    Baton Rouge, LA
  • 11/2004 → Present
    Lord Wellington Financial, Inc.
    Baton Rouge, LA
  • 06/2018 → Present
    Redemptorist Properties, Llc
    Baton Rouge, LA
  • 01/2018 → Present
    Citi Capital Funding, Llc
    Baton Rouge, LA
Previous Registrations
Other Businesses

1) GREG A. KENNEDY, CPA; BATON ROUGE, LA; OWNER/CPA PRACTICE/TAX PREPARER; GREATER THAN 50% SPENT IN THIS BUSINESS; 10/1994. 2) LORD WELLINGTON FINANCIAL, INC.; BATON ROUGE, LA; PRESIDENT/INSURANCE AGENT; APPROXIMATELY 10% OF TIME SPENT IN THIS BUSINESS;11/2004. 3) GREG A. KENNEDY & ASSOCIATES; INC.; BATON ROUGE, LA; PRESIDENT; MANAGEMENT ONLY/ADMINISTRATIVE SERVICES TO CPA FIRM; 05/2011. 4) LIONHEART STRATEGIC RISK FUND, LLC; BATON ROUGE, LA; MANAGER/OVERSEEING PRIVATE INVESTMENTS HELD JOINTLY WITH WIFE; SMALL AMOUNT OF TIME SPENT IN THIS BUSINESS; 01/2009. 5) Citi Capital Funding, LLC; Baton Rouge, LA; Founder/President; Commercial Loan Broker; Approx. 10 hours per month spent after trading hours; started: 01/2018. 6) Redemptorist Properties, LLC; Baton Rouge, LA; Founder/Managing Member; Investment Real Estate held jointly with wife; Small amount of time spent in this business; started 06/2018.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-23
S63 Uniform Securities Agent State Law Examination 2010-05-04
  • S65 Uniform Investment Adviser Law Examination
    2013-09-23
  • S63 Uniform Securities Agent State Law Examination
    2010-05-04

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