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Michael Henry Gavan

Russell Investments

Seattle, WA

Eastchester, NY

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Current Employers
Russell Investments

401 Union Street 18Th Floor, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-09-16
  • NJ RA
    APPROVED
    Since 2020-09-16

Branch Locations

401 Union Street 18Th Floor, Seattle, WA 98101 • United States

Eastchester, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aquila Distributors, Inc. New York NY 08/2014 06/2019
Russell Investments Seattle WA 07/2019 Present
  • 08/2014 → 06/2019
    Aquila Distributors, Inc.
    New York, NY
  • 07/2019 → Present
    Russell Investments
    Seattle, WA
Previous Registrations
  • 2011-10-28 → 2014-09-19
    Msi Financial Services, Inc.
    Staten Island, NY
  • 2010-11-08 → 2011-09-01
    Equitable Advisors, Llc
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-03
S63 Uniform Securities Agent State Law Examination 2010-08-13
  • S66 Uniform Combined State Law Examination
    2020-09-03
  • S63 Uniform Securities Agent State Law Examination
    2010-08-13

View on SEC IAPD

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WILLIAM LEE REECE
ANDREW JAMES BARFOOT
JONATHAN JACOB WITTLIN
MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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