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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-06-20
TX RA APPROVED_RES 2023-01-24
MS RA APPROVED 2015-03-27
  • TN RA
    APPROVED
    Since 2024-06-20
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • MS RA
    APPROVED
    Since 2015-03-27

Branch Locations

193 S Commerce St Suite 102, Tupelo, MS 38804 • United States

New Albany, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Tupelo MS 11/2013 Present
Mml Investors Services Llc Tupelo MS 11/2013 Present
Other Businesses

Name: Darwin Beard Inv rel: Y Add: 193 Commerce St Suite 102 Tupelo MS 38804 Nature: Life and health insurance sales Position: Sales, agent Start date: 2009 No. HR/MO: 5 No. HR/MO during sec trading: 2 (2) Name: Beard Consulting Services, LLC Inv Rel: Y Add: Residential add Nature: set up for tax purposes Position: Owner Start Date: 12/18/2019 No Hrs/Mo: 0 No Hrs/Mo Dur Trading: 0 (3) name: Beard Investment Services, LLC Inv Rel: Y Add: Residential Nature: Just to flow income thru Position: Owner Start Date: 3/22/2023 No Hrs/Mo: 0 No HRs/Mo Dur Trading: 0 Duties: Tax reporting

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-12
S63 Uniform Securities Agent State Law Examination 2011-02-07
  • S65 Uniform Investment Adviser Law Examination
    2015-03-12
  • S63 Uniform Securities Agent State Law Examination
    2011-02-07

View on SEC IAPD

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