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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2015-07-10 |
Branch Locations
1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Weehawken | NJ | 06/2015 | Present |
1. No Entity - held in personal name, There is not an entity, as this is a second home owned in my name only, which produces passive/seasonal rental income when unoccupied, Proprietor / owner, passive - I own the property, which is seasonally rented by a property manager when vacant, start date-2/21/2024, LynchburgVAUnited States-24503
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-09 |
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