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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-04-27
  • WA RA
    APPROVED
    Since 2018-04-27

Branch Locations

701 Fifth Avenue #4200, Seattle, WA 98104 • United States

3436 Ne 45Th Street, Seattle, WA 98105 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shari Jenkins Lynnwood WA 04/2012 09/2016
Various Insurance Carriers For W&R Insurance Agencies Seattle WA 04/2012 01/2018
Waddell & Reed Inc Lynnwood WA 04/2012 01/2018
Unemployed Seattle WA 01/2018 04/2018
Lpl Financial, Llc Seattle WA 04/2018 Present
  • 04/2012 → 09/2016
    Shari Jenkins
    Lynnwood, WA
  • 04/2012 → 01/2018
    Various Insurance Carriers For W&R Insurance Agencies
    Seattle, WA
  • 04/2012 → 01/2018
    Waddell & Reed Inc
    Lynnwood, WA
  • 01/2018 → 04/2018
    Unemployed
    Seattle, WA
  • 04/2018 → Present
    Seattle, WA
Previous Registrations
  • 2012-04-13 → 2016-09-30
    Waddell & Reed
    Lynnwood, WA
    Seattle, WA
  • 2009-11-16 → 2010-12-03
    Waddell & Reed
    Lynnwood, WA
    Seattle, WA
Other Businesses

1. 4/27/2018 - BRUNDIGE WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/16/2018 - 174 Hours Per Month During Securities Trading - Time Spent 90%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-13
  • S66 Uniform Combined State Law Examination
    2009-11-13
Other Names
  • Simon In Han
  • Simon Han

View on SEC IAPD

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