James M Fox

Current Employers

Employment History

• 05/2016 → 06/2017
  Bank Of America, N.A.
  Schaumburg, IL
• 05/2016 → 06/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Schaumburg, IL
• 02/2019 → 12/2020
  Td Ameritrade
  Gurnee, IL
• 06/2017 → 02/2019
  Citibank
  Streamwood, IL
• 01/2021 → 04/2022
  Fifth Third Bank
  Wheaton, IL
• 02/2021 → 04/2022
  Fifth Third Securities
  Wheaton, IL
• 04/2022 → 04/2024
  E*Trade Securities Llc
  Chicago, IL
• 04/2022 → 04/2024
  E*Trade Capital Management Llc
  Chicago, IL
• 03/2023 → 04/2024
  Morgan Stanley
  Chicago, IL
• 09/2023 → 04/2024
  Morgan Stanley
  Chicago, IL
• 04/2024 → 11/2024
  Pruco Securities, Llc
  Downers Grove, IL
• 04/2024 → 07/2024
  The Prudential Insurance Company Of America
  Downers Grove, IL
• 11/2024 → 07/2025
  Lpl Enterprise, Llc
  Downers Grove, IL
• 07/2025 → Present
  Financial & Tax Architects
  Chicago, IL

Previous Registrations

• 2024-11-14 → 2025-07-11
  Lpl Enterprise, Llc
  Downers Grove, IL
• 2024-04-30 → 2024-11-14
  Pruco Securities, Llc.
  Downers Grove, IL
• 2023-09-05 → 2024-04-18
  Morgan Stanley
  Chicago, IL
• 2022-06-22 → 2023-09-05
  Harrisdirect Llc
  Chicago, IL
  Arlington, VA
• 2021-02-22 → 2022-05-02
  Fifth Third Securities, Inc.
  Wheaton, IL
  Bloomingdale, IL
  Glen Ellyn, IL
• 2019-02-13 → 2021-01-11
  Td Ameritrade, Inc.
  Gurnee, IL
  Schaumburg, IL
• 2019-02-13 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Gurnee, IL
  Schaumburg, IL
• 2017-06-12 → 2019-02-21
  Citigroup Global Markets Inc.
  Streamwood, IL
  Elk Grove Village, IL
  Chicago, IL
• 2016-06-20 → 2017-06-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Schaumburg, IL
  Chicago, IL
  Schaumburg, IL
  Schaumburg, IL
  Schaumburg, IL

Other Businesses

Top Floor Lifestyle -- Naperville, IL -- Watch Trading -- Owner -- June 2025 - Present -- 10 hours/month -- 0 hours spent during trading hours -- Trading & selling watchines Uber -- Naperville, IL -- Driving -- Driver -- March 2025 - Present - 12 hours/month -- 0 hours spent during trading hours -- Driving individuals WA6 -- Naperville, IL -- Dog Walking -- Walker -- July 2018-Present -- 4 hours/month -- 0 hours spend during trading hours -- Walking & sitting dogs

Exams

• S66 Uniform Combined State Law Examination
  2016-06-17
• S63 Uniform Securities Agent State Law Examination
  2009-10-08

Other Names

• James M Fox
• James Fox
• James Michael Fox