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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-21 |
| FL | RA | APPROVED | 2024-05-15 |
| IN | RA | APPROVED | 2024-04-29 |
| CO | RA | APPROVED | 2020-09-11 |
| IL | RA | APPROVED | 2018-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Downers Grove | IL | 05/2015 | 02/2017 |
| Princor Financial Services Corporation | Downers Grove | IL | 05/2015 | 02/2017 |
| Kestra Financial, Llc | Austin | TX | 05/2017 | 04/2018 |
| The O.N. Equity Sales Company | Cincinnati | OH | 04/2018 | Present |
| Ohio National Financial Services | Cincinnati | OH | 06/2017 | Present |
1) Fixed Insurance Sales; not investment related; 4320 Winfield Road Suite 200, Warrenville IL 60555; Sales of Fixed insurance products; sales; 04/01/2018; sales of fixed insurance products; 30 hours/month ( 15 during security trading hours); sell life, health, Property and Casaulty insurance products. 2). American Medicare Disability Advocates; Not investment related; 4200 Commerce Drive STE 350, Lisle, IL 60532; Non Profit organization to help those on disability navigate Medicare; volunteer; 07/01/2024-present; 10 hours/month (5 during securities trading hours/month); Help people with special abilities navigate Medicare. 3). Hygge Consulting Partners; Not investment related; 4200 Commerce Ct, Lisle, IL 60532; Fixed Insurance; Owner; 04/07/2026-present; 10 hours/month (5 hours/month during securities trading hours); Non-securities insurance sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-03 |
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