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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-17
AR RA APPROVED 2016-07-12
UT RA APPROVED 2016-07-08
MI RA APPROVED 2010-06-18
  • TX RA
    APPROVED_RES
    Since 2025-11-17
  • AR RA
    APPROVED
    Since 2016-07-12
  • UT RA
    APPROVED
    Since 2016-07-08
  • MI RA
    APPROVED
    Since 2010-06-18

Branch Locations

1600 Town Commons Dr Ste 104, Howell, MI 48855 • United States

711 E Grand River Ave Ste C, Brighton, MI 48116 • United States

Howell, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Brighton MI 01/2006 03/2020
Ameriprise Financial Services, Llc Howell MI 03/2020 Present
Other Businesses

Business Ownership; The Nolan Consulting Group; I manage the ongoing and annual business requirements and provide consulting services.; Consulting; 1108 Cannonade Loop, , Howell, MI, 48843; Not Investment-Related; 10/06/2014; 10 to 19 hours per month; 10 to 19 during trading hours / The Detroit Compliance Group Inc.; Owner; Manage Ameriprise Business; 1108 Cannonade Loop, , Howell, MI, 48843; Not Investment-Related; 01/01/2018; 60 hours per month; 10 to 19 during trading hours. Board of Directors; Livingston County United Way; Finance committee member; 2980 Dorr Road, , Brighton, MI, 48116; Not Investment-Related; 03/02/2022; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Expert Witness; Given my knowledge of the financial services industry, experience within the financial services industry, education and advanced designations, I will serve as expert witness for cases that do not involve Ameriprise Financial clients or Ameriprise proprietary business matters.; 1108 Cannonade Loop, , Howell, MI, 48843; Not Investment-Related; 05/10/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-08
  • S66 Uniform Combined State Law Examination
    2006-05-08
Designations

View on SEC IAPD

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