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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-09 |
| MI | RA | APPROVED | 2017-03-09 |
Branch Locations
2410 West Grand River, Howell, MI 48843 • United States
118 East Grand River, Fowlerville, MI 48836 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Howell | MI | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | Howell | MI | 07/1987 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-05 |
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