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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2021-07-19
  • UT RA
    APPROVED
    Since 2021-07-19

Branch Locations

2825 E Cottonwood Pkwy., Ste. 500, Cottonwood Heights, UT 84121 • United States

Cottonwood Heights, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Life Insurance Salt Lake City UT 03/2009 Present
Royal Alliance Associates, Inc. South Jordan UT 09/2009 07/2021
Cambridge Investment Research, Inc. Fairfield IA 07/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2021 Present
  • 03/2009 → Present
    Life Insurance
    Salt Lake City, UT
  • 09/2009 → 07/2021
    Royal Alliance Associates, Inc.
    South Jordan, UT
  • 07/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2021 → Present
    Fairfield, IA
Previous Registrations
  • 2017-05-30 → 2021-07-19
    South Jordan, UT
    South Jordan, UT
    South Jordan, UT
Other Businesses

1) Samuel Peterson, 2825 E Cottonwood Pkwy Ste 500, Cottonwood Heights UT 84121, 04/2010, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO, 2 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING 07/19/21-IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 3) NETTWORTH FINANCIAL GROUP, 2825 E Cottonwood Pkwy, STE. 500, Cottonwood Heights UT 84121, 07/01/2021, Marketing Name- there is no ownership role, Marketing, INV REL, 10 HR/MO, 5 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-01
  • S66 Uniform Combined State Law Examination
    2015-07-01
Designations
Other Names
  • Peterson Guy Samuel

View on SEC IAPD

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