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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2021-07-19 |
Branch Locations
2825 E Cottonwood Pkwy., Ste. 500, Cottonwood Heights, UT 84121 • United States
Cottonwood Heights, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Life Insurance | Salt Lake City | UT | 03/2009 | Present |
| Royal Alliance Associates, Inc. | South Jordan | UT | 09/2009 | 07/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2021 | Present |
1) Samuel Peterson, 2825 E Cottonwood Pkwy Ste 500, Cottonwood Heights UT 84121, 04/2010, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO, 2 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING 07/19/21-IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 3) NETTWORTH FINANCIAL GROUP, 2825 E Cottonwood Pkwy, STE. 500, Cottonwood Heights UT 84121, 07/01/2021, Marketing Name- there is no ownership role, Marketing, INV REL, 10 HR/MO, 5 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-01 |
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