Best Investors Account Sign in

Philip Edward Johnson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

Raleigh, NC

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-02
VA RA APPROVED 2020-12-03
DC RA APPROVED 2015-08-18
TX RA APPROVED 2015-08-13
  • NC RA
    APPROVED
    Since 2023-08-02
  • VA RA
    APPROVED
    Since 2020-12-03
  • DC RA
    APPROVED
    Since 2015-08-18
  • TX RA
    APPROVED
    Since 2015-08-13

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 06/2015 Present
Bank Of America, N.A. Washington DC 08/2015 Present
Previous Registrations
  • 2014-10-10 → 2015-06-25
    Barclays Capital Inc.
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-10
  • S66 Uniform Combined State Law Examination
    2014-10-10
Other Names
  • Philip Johnson

View on SEC IAPD

Other Firms

BRYSPEN, INCORPORATED
3WIRE INVESTMENT
LPL FINANCIAL LLC
ORIDIAN CAPITAL MANAGEMENT, L.P.
C5 CAPITAL USA LLC
AEB CAPITAL
DOMINION FINANCIAL CONSULTANTS, LLC
A.G.P. / ALLIANCE GLOBAL PARTNERS

Other Investors

LEAH SAWYER BRYAN
GARY ANDREW EDMONDS
JAMES DARRELL ZACK
HSIAO-CHUAN CHANG
AMANDA JEAN ZACK
CHRISTINE RUSHIN MISTR
CHARLES DOUGLAS HARTLEY
Marilyn McKinnon

Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

More in Washington, DC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor