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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-07-22 |
| KY | RA | APPROVED | 2022-07-22 |
| TX | RA | APPROVED | 2022-07-22 |
Branch Locations
425 Bank St., New Albany, IN 47150-3407 • United States
Louisville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ricke & Associates | New Albany | IN | 06/1997 | 07/2022 |
| Mml Investors Services | New Albany | IN | 09/2009 | 07/2022 |
| Ameriprise Financial Services, Llc | New Albany | IN | 07/2022 | Present |
Real Estate Ownership; This company has no holdings.; 1625 Trevilian Way, , Louisville, KY, 40205; Not Investment-Related; 01/01/2009. Independent Insurance Brokering; MassMutual; 07/22/2022; Group. Business Ownership; 3 R Wealth, LLC; Manage business, office, employees,; Financial Services; 425 Bank Street, , New Albany, IN, 47150; Investment-Related; 07/08/2022; 60 hours per month; 60 during trading hours / Refined Spaces LLC; Owner; Real Estate; 1625 Trevilian Way, , Louisville, KY, 40205; Not Investment-Related; 09/24/2012; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Community Foundation of Southern Indiana; Marketing Committee Member; 4108 Charlestown Road, , New Albany, IN, 47150; Not Investment-Related; 05/02/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; 3 R Wealth, LLC; Member - Administration, Operations, Financial Advisor; Sell and service Ameriprise solutions and employ staff to serve clients.; 425 Bank Street, , New Albany, IN, 47150; Investment-Related; 07/08/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-25 |
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