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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-21
NJ RA APPROVED 2018-05-30
  • NY RA
    APPROVED
    Since 2025-05-21
  • NJ RA
    APPROVED
    Since 2018-05-30

Branch Locations

Citi Private Bank Two Court Square, 12Th Fl, Long Island City, NY 11101 • United States

Branchburg, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc East Brunswick NJ 08/2015 04/2018
Prelude To A Cure Inc(Not For Profit) West Caldwell NJ 10/2013 Present
United Way Of Hunterdon County Flemington NJ 10/2014 Present
The Prudential Insurance Company Of America East Brunswick NJ 08/2015 04/2018
Citigroup Short Hills NJ 05/2018 Present
  • 08/2015 → 04/2018
    East Brunswick, NJ
  • 10/2013 → Present
    Prelude To A Cure Inc(Not For Profit)
    West Caldwell, NJ
  • 10/2014 → Present
    United Way Of Hunterdon County
    Flemington, NJ
  • 08/2015 → 04/2018
    The Prudential Insurance Company Of America
    East Brunswick, NJ
  • 05/2018 → Present
    Citigroup
    Short Hills, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-02
S63 Uniform Securities Agent State Law Examination 2015-10-02
  • S65 Uniform Investment Adviser Law Examination
    2017-11-02
  • S63 Uniform Securities Agent State Law Examination
    2015-10-02
Other Names
  • Anjana Ray

View on SEC IAPD

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