Nathan Thomas Leishman

Employer firm

Ostrofe Financial Consultants Inc CRD 110064

$386M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 04/2017
  Westwood Global Investments, Llc
  Boston, MA
• 09/2017 → Present
  Ostrofe Financial Consultants, Inc.
  Grass Valley, CA
• 04/2018 → Present
  Lpl Financial
  Grass Valley, CA
• 05/2017 → 08/2017
  Self-Employed
  Cambridge, MA

Other Businesses

1. 4/24/2018 - Ostrofe Financial Consultants - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/05/2018 - 160 Hours Per Month/8 Hours During Securities Trading - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 50%. 2. 7/2/2018 - Ostrofe Financial Consultants Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:09/05/2018 - 160 Hours Per Month/8 Hours During Trading - Time Spent: 50% - I provide investment advisory services through Ostrofe Financial Consultants Inc, LLC, an independent investment advisor firm. I started this business activity on 7/2/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2018-06-18

Designations

• Chartered Financial Analyst