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420 Sierra College Drive Suite 200, Grass Valley, CA 95945 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-06-26 |
Branch Locations
565 Brunswick Road, Suite 15, Grass Valley, CA 95945 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westwood Global Investments, Llc | Boston | MA | 01/2010 | 04/2017 |
| Ostrofe Financial Consultants, Inc. | Grass Valley | CA | 09/2017 | Present |
| Lpl Financial | Grass Valley | CA | 04/2018 | Present |
| Self-Employed | Cambridge | MA | 05/2017 | 08/2017 |
1. 4/24/2018 - Ostrofe Financial Consultants - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/05/2018 - 160 Hours Per Month/8 Hours During Securities Trading - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 50%. 2. 7/2/2018 - Ostrofe Financial Consultants Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:09/05/2018 - 160 Hours Per Month/8 Hours During Trading - Time Spent: 50% - I provide investment advisory services through Ostrofe Financial Consultants Inc, LLC, an independent investment advisor firm. I started this business activity on 7/2/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-18 |
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