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Lindsey K Kenner

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-18
MO RA APPROVED 2024-04-25
  • IL RA
    APPROVED
    Since 2024-06-18
  • MO RA
    APPROVED
    Since 2024-04-25

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-05-16
IL RA APPROVED 2014-08-18
  • MO RA
    APPROVED
    Since 2022-05-16
  • IL RA
    APPROVED
    Since 2014-08-18

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Waterloo IL 03/2014 11/2016
Wells Fargo Clearing Services, Llc Waterloo IL 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-17
S63 Uniform Securities Agent State Law Examination 2011-09-22
  • S66 Uniform Combined State Law Examination
    2014-08-17
  • S63 Uniform Securities Agent State Law Examination
    2011-09-22
Other Names
  • Lindsey K Pyle
  • Lindsey Kay Pyle
  • Lindsey Kay Kenner
  • Lindsey Episcopo De Paz

View on SEC IAPD

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