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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-21 |
| RI | RA | APPROVED | 2024-06-27 |
Branch Locations
15 Park Row West Suite 102, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Warwick | RI | 03/2011 | 03/2017 |
| Mml Investors Services, Llc | Warwick | RI | 03/2017 | 06/2024 |
| Mass Mutual Life Insurance Company | Warwick | RI | 07/2016 | 06/2024 |
| Msi Financial Services, Inc. | Warwick | RI | 03/2011 | 03/2017 |
| Tiaa | Providence | RI | 05/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Providence | RI | 05/2024 | Present |
GREENVILLE TERRACE SUBDIVISION HOMEOWNERS ASSOCIATION POSITION: Board of Director NATURE: Board of Director for Greenville Terrace Subdivision Homeowners Association (GTSHA), which is comprised of 31 lot owners with common ownership of land surrounding Sophia Lane. Annual assessments are paid by each lot owner for maintenance and management of the common land. As a Board member, I provide budget assistance but I do not collect the financial assessment nor have an affiliation to the GTSHA bank account. I am not involved in any monetary transactions, rather recordkeeping of Board meetings, recommendations, and communications to other Board members and lot owners. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/08/2005 ADDRESS: c/o 34 Sophia Ln, Greenville RI 02828, United States DESCRIPTION: Recordkeeping, recommendations, communications
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-01 |
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