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Brett James Stafford

Charles Schwab & Co., Inc.

Virginia Beach, VA

Glen Allen, VA

CRD 5711159

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-05
VA RA APPROVED 2018-03-12
  • TX RA
    APPROVED_RES
    Since 2021-02-05
  • VA RA
    APPROVED
    Since 2018-03-12

Branch Locations

4701 Virginia Beach Blvd. Suite 200, Virginia Beach, VA 23462 • United States

11108 West Broad Street, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Virginia Beach VA 02/2018 Present
Charles Schwab Bank. Ssb Virginia Beach VA 02/2018 Present
Michelin North America Allentown PA 09/2016 02/2018
  • 02/2018 → Present
    Charles Schwab & Co., Inc.
    Virginia Beach, VA
  • 02/2018 → Present
    Charles Schwab Bank. Ssb
    Virginia Beach, VA
  • 09/2016 → 02/2018
    Michelin North America
    Allentown, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-27
S63 Uniform Securities Agent State Law Examination 2009-11-18
  • S66 Uniform Combined State Law Examination
    2012-08-27
  • S63 Uniform Securities Agent State Law Examination
    2009-11-18
Designations
  • Certified Financial Planner
Other Names
  • Brett J Stafford
  • Brett Stafford
  • Brett James Stafford

View on SEC IAPD

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