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Anis Dridi

J.P. Morgan Securities LLC

Palm Harbor, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-26
CA RA APPROVED 2012-10-01
FL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2015-01-26
  • CA RA
    APPROVED
    Since 2012-10-01
  • FL RA
    APPROVED
    Since 2012-10-01

Branch Locations

30500 Us Hwy 19 N, Palm Harbor, FL 34684 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Palm Harbor FL 10/2012 Present
Jpmorgan Chase Bank, N.A. Palm Harbor FL 10/2012 Present
Previous Registrations
  • 2012-05-07 → 2012-10-01
    Chase Investment Services Corp.
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-03
  • S66 Uniform Combined State Law Examination
    2012-05-03
Other Names
  • Anis M Dridi

View on SEC IAPD

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