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Current Employers
Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-02-20
TX RA APPROVED 2024-11-14
  • VA RA
    APPROVED
    Since 2025-02-20
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

Hampton, VA • United States

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors Inc Addison TX 07/2011 05/2020
Usaa Financial Planning Services Addison TX 03/2013 05/2020
Usaa Investment Management Company Addison TX 01/2018 05/2020
Charles Schwab & Co., Inc. Westlake TX 05/2020 11/2024
Mutual Advisors, Llc. Omaha NE 11/2024 Present
Mutual Securities, Inc. Camarillo CA 11/2024 Present
  • 07/2011 → 05/2020
    Usaa Financial Advisors Inc
    Addison, TX
  • 03/2013 → 05/2020
    Usaa Financial Planning Services
    Addison, TX
  • 01/2018 → 05/2020
    Usaa Investment Management Company
    Addison, TX
  • 05/2020 → 11/2024
    Westlake, TX
  • 11/2024 → Present
    Omaha, NE
  • 11/2024 → Present
    Mutual Securities, Inc.
    Camarillo, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-12
S63 Uniform Securities Agent State Law Examination 2009-09-28
  • S65 Uniform Investment Adviser Law Examination
    2012-04-12
  • S63 Uniform Securities Agent State Law Examination
    2009-09-28

View on SEC IAPD

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