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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-31 |
| TX | RA | APPROVED_RES | 2022-10-13 |
| TN | RA | APPROVED | 2018-03-29 |
Branch Locations
201 S. Wilcox Dr., Kingsport, TN 37660-5146 • United States
714 Oakland St, Hendersonville, NC 28791 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Rogersville | TN | 08/2009 | 11/2016 |
| Suntrust Investment Services, Inc | Kingsport | TN | 11/2016 | 02/2018 |
| Suntrust Advisory Services, Llc | Atlanta | GA | 11/2016 | 02/2018 |
| Lpl Financial Llc | Kingsport | TN | 03/2018 | Present |
| Eastman Credit Union | Kingsport | TN | 03/2018 | Present |
1)3/26/18- ECU Asset Management- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2). 10/30/2018 - No Business Name - Not Investment Related - 201 S. Wilcox Drive Kingsport, TN 37660 - Other - Notary - Start Date:12/03/2018 - 1 Hours Per Month/1 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-20 |
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