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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-31
TX RA APPROVED_RES 2022-10-13
TN RA APPROVED 2018-03-29
  • NC RA
    APPROVED
    Since 2025-01-31
  • TX RA
    APPROVED_RES
    Since 2022-10-13
  • TN RA
    APPROVED
    Since 2018-03-29

Branch Locations

201 S. Wilcox Dr., Kingsport, TN 37660-5146 • United States

714 Oakland St, Hendersonville, NC 28791 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Rogersville TN 08/2009 11/2016
Suntrust Investment Services, Inc Kingsport TN 11/2016 02/2018
Suntrust Advisory Services, Llc Atlanta GA 11/2016 02/2018
Lpl Financial Llc Kingsport TN 03/2018 Present
Eastman Credit Union Kingsport TN 03/2018 Present
  • 08/2009 → 11/2016
    Rogersville, TN
  • 11/2016 → 02/2018
    Suntrust Investment Services, Inc
    Kingsport, TN
  • 11/2016 → 02/2018
    Suntrust Advisory Services, Llc
    Atlanta, GA
  • 03/2018 → Present
    Kingsport, TN
  • 03/2018 → Present
    Eastman Credit Union
    Kingsport, TN
Previous Registrations
Other Businesses

1)3/26/18- ECU Asset Management- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2). 10/30/2018 - No Business Name - Not Investment Related - 201 S. Wilcox Drive Kingsport, TN 37660 - Other - Notary - Start Date:12/03/2018 - 1 Hours Per Month/1 Hours During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-20
  • S66 Uniform Combined State Law Examination
    2012-11-20
Other Names
  • Angela Leanne Manis

View on SEC IAPD

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