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Denise A Wine

Morgan Stanley

Newtown Square, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-07-31
TX RA APPROVED 2020-07-31
  • PA RA
    APPROVED
    Since 2020-07-31
  • TX RA
    APPROVED
    Since 2020-07-31

Branch Locations

3803 West Chester Pike Suite 200, Newtown Square, PA 19073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Newtown Square PA 08/2009 11/2016
Wells Fargo Clearing Services, Llc Newtown Square PA 11/2016 07/2020
Morgan Stanley Smith Barney Llc Newtown Square PA 07/2020 Present
Morgan Stanley Private Bank, N.A New York NY 11/2020 Present
  • 08/2009 → 11/2016
    Wells Fargo Advisors Llc
    Newtown Square, PA
  • 11/2016 → 07/2020
    Wells Fargo Clearing Services, Llc
    Newtown Square, PA
  • 07/2020 → Present
    Morgan Stanley Smith Barney Llc
    Newtown Square, PA
  • 11/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR FATHER; INV. RELATED; HERSHEY, PA; START DATE 7/1/2016; 2 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-07
  • S66 Uniform Combined State Law Examination
    2010-04-07
Other Names
  • Denise Wine

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
GWN SECURITIES INC.
EQUUS CAPITAL PARTNERS, LTD.

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Robert Kenneth Kuberski
David Francis Lynch

Other Offices

UP FINTECH ASSET MANAGEMENT · NEWTOWN SQUARE, PA
NEWSQUARE CAPITAL, LLC · NEWTOWN SQUARE, PA
LYNCH INVESTMENT PLANNING, LLC · NEWTOWN SQUARE, PA
MML INVESTORS SERVICES, LLC · NEWTOWN SQUARE, PA
MML INVESTORS SERVICES, LLC · Newtown Square, PA
PRIVATE ADVISOR GROUP, LLC · Newtown Square, PA
CETERA INVESTMENT ADVISERS LLC · NEWTOWN SQUARE, PA
GWN SECURITIES INC. · NEWTOWN SQUARE, PA

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