Robert D. Cano

Current Employers

Employment History

• 09/2012 → Present
  Lpl Financial, Llc
  Orange, CA

Previous Registrations

• 2012-09-18 → 2013-07-18
  Concert Advisors
  Irvine, CA
  San Jose, CA
• 2010-12-22 → 2012-09-26
  Ubs Financial Services Inc.
  Newport Beach, CA
• 2010-10-13 → 2010-12-17
  Chase Investment Services Corp.
  Laguna Hills, CA
• 2009-11-23 → 2010-10-06
  Morgan Stanley
  Santa Ana, CA

Other Businesses

1. 12/19/2012 - NO BUSINESS NAME - MORTGAGE/REAL ESTATE SERVICES - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - RESIDENTIAL AND COMMERCIAL REAL ESTATE SALES IN CALIFORNIA - TIME SPENT 10%. 2. 03/05/2013 - NO BUSINESS NAME - NOT INV REL - BENEFIT ENROLLMENT - 5% OF TIEM SPENT - BENEFIT ENROLLMENT AGENT FOR WORKPLACE ENROLLMENT COMPANIES 3. 06/04/2013 - VP PARTNERS, INC. DBA BACK BAY FUNDING. - MORTGAGE BROKERAGE SERVICES - 15% OF TIME SPENT - RESIDENTIAL MORTGAGE LENDING: MORTGAGE BROKER 4. 08/28/2014 - CANO WEALTH MANAGEMENT, INC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S). 5. 3/14/2016: Cano Wealth Management, Inc - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 03/15/2016 - 20 Hours Per Month/1 Hour During Securities Trading - Insurance Broker.

Exams

• S66 Uniform Combined State Law Examination
  2009-11-20

Other Names

• Robert David Cano
• Robert D Cano