Matthew Field Bader

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Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2022-12-21

TN RA
APPROVED

Since 2022-12-21

Branch Locations

5314 Maryland Way, Ste. 300, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Trustcore	Brentwood	TN	11/2013	12/2020
Capfinancial Securities Llc	Raleigh	NC	12/2022	Present
Capfinancial Partners Llc (Captrust)	Raleigh	NC	12/2022	Present
Trustcore Financial Services Llc	Brentwood	TN	11/2013	12/2022

11/2013 → 12/2020

Trustcore

Brentwood, TN
12/2022 → Present

Capfinancial Securities Llc

Raleigh, NC
12/2022 → Present

Capfinancial Partners Llc (Captrust)

Raleigh, NC
11/2013 → 12/2022

Trustcore Financial Services Llc

Brentwood, TN

Previous Registrations

2013-12-02 → 2023-03-20

Trustcore Financial Services, Llc

Brentwood, TN
2012-08-03 → 2013-11-22

Envision Wealth Planning

Franklin, TN
2011-10-14 → 2012-07-10

Snow Creek Wealth Management

Nashville, TN

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-02-22
S65	Uniform Investment Adviser Law Examination	2011-10-06

S63 Uniform Securities Agent State Law Examination

2014-02-22
S65 Uniform Investment Adviser Law Examination

2011-10-06

Designations

Other Names

Matt Field Bader

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

CALDWELL ADVISORS, LLC

TRANQUILITY PARTNERS, LLC

SANCTUARY ADVISORS, LLC

TRUIST ADVISORY SERVICES, INC.

GLOBAL HEALTH AND WELLNESS INVESTMENT NETWORK

RELEVANCE CAPITAL MANAGEMENT, LLC

Other Investors

BARRY KIRK MCCALL

BENJAMIN THOMAS BASS

STERLING AUSTIN COLEY

STEVE TU-RAN ALVERSON

AARON ALAN ZAUNER

David M Dorsett

BENTLEY YEISER LONDON

BILLY RAY CALDWELL

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BRENTWOOD, TN

CALDWELL ADVISORS, LLC · BRENTWOOD, TN

TRANQUILITY PARTNERS, LLC · BRENTWOOD, TN

EDWARD JONES · BRENTWOOD, TN

SANCTUARY ADVISORS, LLC · Brentwood, TN

TRUIST ADVISORY SERVICES, INC. · BRENTWOOD, TN

SANCTUARY ADVISORS, LLC · BRENTWOOD, TN

GLOBAL HEALTH AND WELLNESS INVESTMENT NETWORK · BRENTWOOD, TN

More in Brentwood, TN

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