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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2014-06-27 |
| TX | RA | APPROVED | 2014-06-27 |
Branch Locations
6305 Waterford Boulevard Suite 240, Oklahoma City, OK 73118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Oklahoma City | OK | 06/2014 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.Mineral Acquisition; Investment related: Yes; Oklahoma City, OK; Mineral Acquisition; Sole Proprietor / Owner / Partner(proprietor, partner, officer, director, employee, trustee, agent); Nov 2017; During business hours: 0; After business hours: 0; Family has legacy mineral assets in the state of OK. Neumann Brothers Limited Co. will someday be used to consolidate legacy family mineral assets to simplify management and oversight of family minerals and to eliminate conflicts of interests between brothers.Sole purpose of the entity is to hold investments in oil and gas, mostly those inherited from our parents
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-24 |
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