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Christopher Douglass Neumann

Morgan Stanley

Oklahoma City, OK

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2014-06-27
TX RA APPROVED 2014-06-27
  • OK RA
    APPROVED
    Since 2014-06-27
  • TX RA
    APPROVED
    Since 2014-06-27

Branch Locations

6305 Waterford Boulevard Suite 240, Oklahoma City, OK 73118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Oklahoma City OK 06/2014 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2014 → Present
    Oklahoma City, OK
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1.Mineral Acquisition; Investment related: Yes; Oklahoma City, OK; Mineral Acquisition; Sole Proprietor / Owner / Partner(proprietor, partner, officer, director, employee, trustee, agent); Nov 2017; During business hours: 0; After business hours: 0; Family has legacy mineral assets in the state of OK. Neumann Brothers Limited Co. will someday be used to consolidate legacy family mineral assets to simplify management and oversight of family minerals and to eliminate conflicts of interests between brothers.Sole purpose of the entity is to hold investments in oil and gas, mostly those inherited from our parents

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-14
S63 Uniform Securities Agent State Law Examination 2010-09-24
  • S65 Uniform Investment Adviser Law Examination
    2010-11-14
  • S63 Uniform Securities Agent State Law Examination
    2010-09-24
Other Names
  • Christopher Douglass Neumann
  • Christopher D Neumann

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