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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-02-22
  • CT RA
    APPROVED
    Since 2018-02-22

Branch Locations

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Bethel, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Stamford CT 06/2015 02/2018
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 02/2018
Mml Investors Services, Llc Stamford CT 03/2017 02/2018
International Assets Advisory, Llc Stamford CT 02/2018 Present
  • 06/2015 → 02/2018
    Metlife Securities Inc
    Stamford, CT
  • 07/2016 → 02/2018
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 02/2018
    Stamford, CT
  • 02/2018 → Present
    International Assets Advisory, Llc
    Stamford, CT
Previous Registrations
Other Businesses

1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 2/2018 - APPROX 80 HRS/MO - FEE BASED COMPENSATION 2) JOSE DA CRUZ 22 IDLEWOOD, BEHTEL, CT 06801 - CONSULTANT FOR COLEMAN RESEARCH FIRM CLIENTS SINCE 3/2022 - APPROX 10 HRS/MO - HOURLY FEE 3) FIRST CONGREGATIONAL CHURCH OF RIDGEFIELD 103 MAIN STREET, RIDGEFIELD, CT 06877 - FAITH BASED ORGANIZATION - MEMBER OF MISSION MINISTRY COMMITTEE SINCE 6/2022 - APPROX 4 HRS/MO - NO COMPENSATION 4) WESTERN CT STATE UNIVERSITY - ANCELL SCHOOL OF BUSINESS DANBURY, CT 06810 - ADJUNCT PROFESSOR SINCE 1/2023 - APPROX 10 HRS/MO - SALARY PER COURSE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-16
  • S66 Uniform Combined State Law Examination
    2009-10-16
Designations
Other Names
  • Jose Rubeiro Da Cruz

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