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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-05-11 |
Branch Locations
14 Amelia Drive, Nantucket, MA 02554 • United States
104 Pleasant Street Suite 102, Hyannis, MA 02601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| S&P Investment Advisory Services | Boston | MA | 03/2015 | 06/2019 |
| Goldman Sachs Asset Management | Chicago | IL | 07/2019 | 05/2023 |
| Commonwealth Financial Network | Waltham | MA | 05/2023 | Present |
| Cape Cod Financial Services | Hyannis | MA | 05/2023 | Present |
Fixed insurance sales; as of 5/10/2023; 0% time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-11-12 |
| S66 | Uniform Combined State Law Examination | 2009-10-30 |
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