Susan Lievens Storey

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	1999-09-25

MA RA
APPROVED

Since 1999-09-25

Branch Locations

117 Pleasant Street, Nantucket, MA 02554 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Equity Services, Inc.	Nantucket	MA	03/1999	Present

03/1999 → Present

Commonwealth Equity Services, Inc.

Nantucket, MA

Other Businesses

1.Fixed insurance sales; as of 10/01/2010; 15% of time spent during business hours; conducted from branch location; investment related. 2.Owner, Storey Financial Services, Inc., a private entity established to facilitate securities, advisory, and insurance business; as of 08/09/2022; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-09
S63	Uniform Securities Agent State Law Examination	1987-04-28

S65 Uniform Investment Adviser Law Examination

1999-06-09
S63 Uniform Securities Agent State Law Examination

1987-04-28

Other Names

Susan Carol Storey
Susan Carol Lievens
Susan Carol Lievens
Susan Carol Lievens
Susan Lievens Storey
Susan Lievens Storey
Susan Johnsen
Susan Lievens Johnsen

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