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Tsa Management Inc CRD 106440
$1.48B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
725 Glen Cove Ave, Glen Head, NY 11545 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-06 |
Branch Locations
4 Executive Park Drive, Clifton Park, NY 12065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Halliday Financial Group | Albany | NY | 08/2008 | Present |
Product Representative at auto shows for Explorer Von Company located at 2479 N Fox Farm Rd, Warsaw, IN 46580, non-invested related, compensated a flat free plus commission on sales. Spends 0 hours during the securities trading hours, about 35-40 hours annually.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-21 |
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