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Sarah Eleanor Dodds

Ubs Financial Services Inc.

Wichita, KS

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2018-05-15
  • KS RA
    APPROVED
    Since 2018-05-15

Branch Locations

1635 N. Waterfront Pkwy Suite 250, Wichita, KS 67206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Wichita KS 12/2012 Present
  • 12/2012 → Present
    Ubs Financial Services
    Wichita, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-15
S63 Uniform Securities Agent State Law Examination 2012-07-30
  • S66 Uniform Combined State Law Examination
    2018-05-15
  • S63 Uniform Securities Agent State Law Examination
    2012-07-30
Other Names
  • Sarah Eleanor Kennedy

View on SEC IAPD

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