Robert Carlos Cruz

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Ubs Financial Services
  Los Angeles, CA

Previous Registrations

• 2012-07-31 → 2013-02-05
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA

Other Businesses

1) Name of Business: National Association of Latino Independent Producers./ Address: 3415 South Sepulveda Blvd., Suite 1100 Los Angeles CA United States90034./ Investment Related: No./ Nature: The entity provides individuals with the resources and opportunity to start their career in the entertainment industry as a director, producer, or actor./ Role: Board Member and Treasurer./ Duty: As board member, I have been elected to be treasurer of the board. I'll be helping with annual budgets and P/L./ Start Date: 7/29/2019./ Hours Devoted: No./ Time Required: N/A. 2) Name and Address of business: 3008 W. Breneman St., Boise, ID 83703./ Nature: This is a rental property./ Role: I'm the owner of the property./ Duty: I will own and maintain it as a rental.

Exams

• S66 Uniform Combined State Law Examination
  2012-07-30

Other Names

• Robert Cruz
• Roberto Cruz
• Roberto Carlos Cruz