Best Investors
Account
Sign in
Best Investors
Account
Sign in
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-10-21 |
Branch Locations
2445 Kuser Road, Suite 302 Zone B, Hamilton, NJ 08690 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 08/2009 | 05/2017 |
| Pruco Securities, Llc. | Newark | NJ | 05/2017 | 10/2024 |
| Prudential Insurance Company Of America | Newark | NJ | 05/2017 | 10/2024 |
| Rockefeller Capital Management | Hamilton | NJ | 10/2024 | Present |
| Rockefeller Financial Llc | Hamilton | NJ | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-04 |
Reach out to this advisor