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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-08 |
| HI | RA | APPROVED | 2024-03-28 |
| CA | RA | APPROVED | 2023-06-21 |
| TX | RA | APPROVED | 2022-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Fort Worth | TX | 11/2014 | 08/2021 |
| Compass Bank | Birmingham | AL | 10/2014 | 08/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 11/2014 | 08/2021 |
| Bbva Wealth Solutions Inc. | Fort Worth | TX | 07/2016 | 08/2021 |
| Pnc Investments | Fort Worth | TX | 08/2021 | 08/2022 |
| Hilltop Securities | Dallas | TX | 08/2022 | Present |
1] Pulpan Realty LLC; non-investment related, Fort Worth, Tx, real estate company, Sole managing member, Started 5/27/2024, 2 hrs/week, 0 hrs/week during business hours, a real estate company that builds and sells real estate properties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-02 |
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