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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-10-31 |
Branch Locations
4100 Lexington Ave North, Suite 400, Shoreview, MN 55126 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | San Diego | CA | 11/2018 | 12/2021 |
| Unemployed | San Diego | CA | 07/2018 | 11/2018 |
| Randstad Professionals | San Diego | CA | 11/2017 | 06/2018 |
| Full-Time Education | San Diego | CA | 07/2017 | 10/2017 |
| Unemployed | San Diego | CA | 12/2016 | 06/2017 |
| Dowling And Yahnke | San Diego | CA | 07/2016 | 11/2016 |
| Osaic Institutions, Inc. (Formely Infinex) | Meriden | CT | 09/2022 | Present |
| Alerus | Minneapolis | MN | 09/2022 | Present |
| Unemployed | Shoreview | MN | 12/2021 | 09/2022 |
Alerus; investment-related; 120 S 6th Street, Suite 200, Minneapolis, MN 55402; Diversified Financial Institution/Bank; Financial Advisor; employee; start date: 09/13/2022; 100 hours/month devoted to other business; 80 hours/month devoted to other business during securities trading hours; provide clients with investment advice and financial planning services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-31 |
| S66 | Uniform Combined State Law Examination | 2017-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-07 |
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