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Clayton Robert Benway

Osaic Institutions, Inc.

Shoreview, MN

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-10-31
  • MN RA
    APPROVED
    Since 2022-10-31

Branch Locations

4100 Lexington Ave North, Suite 400, Shoreview, MN 55126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade San Diego CA 11/2018 12/2021
Unemployed San Diego CA 07/2018 11/2018
Randstad Professionals San Diego CA 11/2017 06/2018
Full-Time Education San Diego CA 07/2017 10/2017
Unemployed San Diego CA 12/2016 06/2017
Dowling And Yahnke San Diego CA 07/2016 11/2016
Osaic Institutions, Inc. (Formely Infinex) Meriden CT 09/2022 Present
Alerus Minneapolis MN 09/2022 Present
Unemployed Shoreview MN 12/2021 09/2022
  • 11/2018 → 12/2021
    Td Ameritrade
    San Diego, CA
  • 07/2018 → 11/2018
    Unemployed
    San Diego, CA
  • 11/2017 → 06/2018
    Randstad Professionals
    San Diego, CA
  • 07/2017 → 10/2017
    Full-Time Education
    San Diego, CA
  • 12/2016 → 06/2017
    Unemployed
    San Diego, CA
  • 07/2016 → 11/2016
    Dowling And Yahnke
    San Diego, CA
  • 09/2022 → Present
    Osaic Institutions, Inc. (Formely Infinex)
    Meriden, CT
  • 09/2022 → Present
    Alerus
    Minneapolis, MN
  • 12/2021 → 09/2022
    Unemployed
    Shoreview, MN
Previous Registrations
  • 2012-04-17 → 2012-10-04
    Lucia Capital Group
    San Diego, CA
Other Businesses

Alerus; investment-related; 120 S 6th Street, Suite 200, Minneapolis, MN 55402; Diversified Financial Institution/Bank; Financial Advisor; employee; start date: 09/13/2022; 100 hours/month devoted to other business; 80 hours/month devoted to other business during securities trading hours; provide clients with investment advice and financial planning services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-31
S66 Uniform Combined State Law Examination 2017-12-23
S63 Uniform Securities Agent State Law Examination 2010-08-07
  • S65 Uniform Investment Adviser Law Examination
    2022-10-31
  • S66 Uniform Combined State Law Examination
    2017-12-23
  • S63 Uniform Securities Agent State Law Examination
    2010-08-07
Other Names
  • Clayton Robert Benway
  • Clayton Benway
  • Clayton R Benway

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