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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-13
GA RA APPROVED 2017-08-30
  • TX RA
    APPROVED_RES
    Since 2018-08-13
  • GA RA
    APPROVED
    Since 2017-08-30

Branch Locations

2170 Satellite Blvd, Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Duluth GA 09/2012 05/2017
Wells Fargo Advisors, Llc. Duluth GA 09/2012 11/2016
Wells Fargo Clearing Services, Llc Duluth GA 11/2016 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alpharetta GA 05/2017 Present
Bank Of America, N.A. Alpharetta GA 09/2017 Present
  • 09/2012 → 05/2017
    Wells Fargo Bank Na
    Duluth, GA
  • 09/2012 → 11/2016
    Wells Fargo Advisors, Llc.
    Duluth, GA
  • 11/2016 → 05/2017
    Wells Fargo Clearing Services, Llc
    Duluth, GA
  • 05/2017 → Present
    Alpharetta, GA
  • 09/2017 → Present
    Bank Of America, N.A.
    Alpharetta, GA
Previous Registrations
Other Businesses

I*127361 For profit or not for profit: For-Profit Organization Name of outside business organization: The Jireh Properties LLC Investment related: Y Address of business: Lawrenceville, Georgia 30043 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 10/15/2019 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: We will be buying and flipping properties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-15
S65 Uniform Investment Adviser Law Examination 2006-04-15
S63 Uniform Securities Agent State Law Examination 2006-03-29
  • S66 Uniform Combined State Law Examination
    2017-08-15
  • S65 Uniform Investment Adviser Law Examination
    2006-04-15
  • S63 Uniform Securities Agent State Law Examination
    2006-03-29
Other Names
  • Juan Gomez
  • Juan L Gomez
  • John Louis Gomez
  • John L Gomez
  • Juan L Gomez
  • John Gomez

View on SEC IAPD

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