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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-07 |
| CA | RA | APPROVED | 2015-03-11 |
Branch Locations
55 East Huntington Dr Suite 100, Arcadia, CA 91006 • United States
4100 West Alameda Ave, Burbank, CA 91505 • United States
275 Main St, El Segundo, CA 90245 • United States
1111 N Brand Blvd Ste A, Glendale, CA 91202 • United States
100 East Huntington Dr, Monrovia, CA 91016 • United States
16830 Ventura Blvd Ste 310, Encino, CA 91436 • United States
850 E Las Tunas Dr, San Gabriel, CA 91776 • United States
970 West 190 St Ste 120, Torrance, CA 90502 • United States
9754 East Rush St, South El Monte, CA 91733 • United States
2357-B Pickwick Dr, Camarillo, CA 93010 • United States
2400 E Gonzales Rd, Oxnard, CA 93036 • United States
3260 Telegraph Rd, Ventura, CA 93003 • United States
2663 Townsgate Rd, Westlake Village, CA 91361 • United States
1101 Anacapa St Ste 250, Santa Barbara, CA 93101 • United States
701 N Haven Ave Suite 350, Ontario, CA 91764 • United States
7110 N First Street, Fresno, CA 93720 • United States
12070 Telegraph Road Suite 107, Santa Fe Springs, CA 90670 • United States
28470 Avenue Stanford Suite 110, Santa Clarita, CA 91355 • United States
4900 S Eastern Avenue Suite 200, Commerce, CA 90040 • United States
2800 N Hollywood Way, Burbank, CA 91505 • United States
1010 East Colorado Blvd, Pasadena, CA 91106 • United States
La Canada Flintridge City Hall One Civic Center Dr. Ste B, La Canada Flintridge, CA 91011 • United States
625 Fair Oaks Ave, Suite 190, South Pasadena, CA 91030 • United States
1880 Century Park E Ste 1000 1880 Century Park E Ste 1000, Los Angeles, CA 90067 • United States
3423 Piedmont Rd Ne,, Atlanta, GA 30305 • United States
2361 Rosecrans Ave, Suite 155, El Segundo, CA 90245 • United States
1939 Roland Clarke Pl Ste 400, Reston, VA 20191 • United States
699 Mt Auburn St, Cambridge, MA 02138 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Pasadena | CA | 03/2015 | Present |
| Citizens Business Bank | Pasadena | CA | 03/2015 | Present |
1) 04/28/2015 - CITIZENSTRUST INVESTMENT SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - 100 HRS/MO DURING SECS TRDG HRS. 2) 2/4/2020 - Carlson Hammond - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 01/13/2020 - 4 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-27 |
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