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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-07-14 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
2825 South Blvd Ste 500, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kingfisher Capital, Llc | Charlotte | NC | 05/2011 | 03/2017 |
| Lpl Financial Llc | Fort Mill | SC | 03/2017 | 05/2026 |
| Assetmark Financial Holdings, Inc. | Charlotte | NC | 05/2026 | Present |
| Assetmark, Inc. | Charlotte | NC | 05/2026 | Present |
| Assetmark Brokerage, Llc | Charlotte | NC | 05/2026 | Present |
ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 05/2026 - 160 HRS / MONTHLY - VICE PRESIDENT, BUSINESS DEVELOPMENT OFFICER OF ADVISOR DEVELOPMENT & SUCCESSION OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD, CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-03-25 |
| S65 | Uniform Investment Adviser Law Examination | 2016-04-26 |
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