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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2014-06-16 |
Branch Locations
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stuart J. Garner, Llc | Homewood | AL | 01/2004 | Present |
| Lpl Financial, Llc | Vestavia Hills | AL | 08/2012 | 06/2018 |
| Rfg Advisory Group, Llc | Hoover | AL | 06/2014 | Present |
1. 09/05/2012: NON-VARIABLE INSURANCE - RELIANCE INSURANCE AGENCY - AGENT LICENSED WITH VARIOUS CARRIERS CONDUCTING THE SALE AND SERVICE OF FIXED INSURANCE ANNUITIES, TERM, UNIVERSAL LIFE, WHOLE LIFE, LONG TERM CARE, DISABILITY, HEALTH, AND DENTAL INSURANCE. - TIME SPENT 20% - HOOVER, AL. 2. 09/05/2012: OTHER-ATTORNEY - STUART J. GARNER, LLC - ATTORNEY. REAL ESTATE AND PROBATE WORK. (CLOSING & TITLE WORK.) - TIME SPENT 80%/ HOOVER, AL. 3. 9/10/2012: REGISTERED INVESTMENT ADVISOR - RFG ADVISORY GROUP, LLC - RIA THROUGH WHICH I WILL OFFER FEE BASED PLANNING AND INVESTMENT ADVISORY SERVICES. - HOMEWOOD, AL. 4. 9/24/2012: DBA ONLY - RELIANCE FINANCIAL GROUP - DBA NAME FOR MY SECURITIES AND INVESTMENT ADVISORY AND FINANCIAL PLANNING BUSINESS. - HOOVER, AL. 5. 8/8/2017 - Bama Reliability - Not Investment Related - net based - Other-Business Owner - Started 04/01/2016 - 1 Hour Per Month/0 Hours During Securities Trading - Online Firearms Sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-09 |
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