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1000 E. 41St St., Sioux Falls, SD 57105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-09-11 |
| TX | RA | APPROVED_RES | 2024-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Clearing, Llc | Sioux Falls | SD | 02/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sioux Falls | SD | 11/2016 | 08/2024 |
| Wells Fargo Advisors Financial Network, Llc | Sioux Falls | SD | 12/2023 | 08/2024 |
| Wells Fargo Advisors | Sioux Falls | SD | 08/2020 | 08/2024 |
| Wells Fargo Advisors | Omaha | NE | 12/2023 | 08/2024 |
| Hahn Financial Group, Inc. | Sioux Falls | SD | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-04 |
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