Caitlin Michelle Rose

Employer firm

Access Wealth Management, LLC CRD 339285

$358M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 10/2018
  Purshe Kaplan Sterling Investments
  Albany, NY
• 09/2009 → Present
  Access Wealth Management, Inc.
  Louisville, KY
• 10/2018 → Present
  Private Client Services
  Louisville, KY
• 02/2026 → Present
  Access Wealth Management, Llc
  Louisville, KY

Previous Registrations

• 2018-10-31 → 2026-03-31
  Access Wealth Management, Inc.
  Louisville, KY
• 2011-06-24 → 2015-11-13
  Wells Fargo Advisors Financial Network, Llc
  Louisville, KY

Other Businesses

1) ACCESS FAMILY OFFICE SERVICES. 4360 BROWNSBORO RD, STE 101, LOUISVILLE, KY 40207. FAMILY OFFICE SERVICES TO RIA CLIENTS. BOOK KEEPING, BILL PMT, TAX SERVICES. 160 HOURS/MO; 160 DURING TRADING HOURS. 2) ACCESS WEALTH MANAGEMENT. 4360 BROWNSBORO RD, #101. WEALTH MANAGEMENT FIRM. LEAD SERVICE ADVISOR. 160 HOURS/MO; 160 DURING TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2011-06-17

Other Names

• Caitlyn M. Rose
• Caitlin M Rose