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Kristopher M Kerr

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wyandotte, MI

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-01
MI RA APPROVED 2024-02-14
  • TX RA
    APPROVED
    Since 2024-04-01
  • MI RA
    APPROVED
    Since 2024-02-14

Branch Locations

2912 Biddle Ave, Wyandotte, MI 48192 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wyandotte MI 08/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-13
S63 Uniform Securities Agent State Law Examination 2009-09-25
  • S66 Uniform Combined State Law Examination
    2024-02-13
  • S63 Uniform Securities Agent State Law Examination
    2009-09-25

View on SEC IAPD

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Other Investors

PHILIP ANTHONY BUCCINI
FRANK ERWIN DEETER
BRETT DEETER
Danielle Virginia Kerns
VONDA ROCHELLE GRANT
BRYAN ELDIE MORGAN
Jeanette C Clinton
STEPHEN TIMOTHY FALZONE

Other Offices

OPPENHEIMER & CO. INC. · WYANDOTTE, MI
THRIVENT INVESTMENT MANAGEMENT INC. · Wyandotte, MI
RAYMOND JAMES & ASSOCIATES, INC. · WYANDOTTE, MI
LEGACY INVESTMENT ADVISORS LLC · WYANDOTTE, MI
KEY CONCERNS INC · WYANDOTTE, MI
EDWARD JONES · Wyandotte, MI
J.P. MORGAN SECURITIES LLC · WYANDOTTE, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Wyandotte, MI

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