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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-03-28 |
Branch Locations
1053 Farmington Ave., Ste 113, Farmington, CT 06032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | New Haven | CT | 10/2016 | 02/2017 |
| Self Employed | New Haven | CT | 10/2016 | Present |
| Lpl Financial, Llc | Essex | CT | 03/2017 | Present |
| Webster Bank | Essex | CT | 03/2017 | 02/2025 |
1) 03/28/2017 - VARK, INC - For-Profit Board Member - TREASURER - non-inv rel - Niceville, FL - start: 3/1/2015 - 0 Hrs/Mth - 0 Hrs During Trading. 2) 08/19/2025 - BelCo Investment Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:02/14/2025 - 40 Hrs/Mth - 40 Hrs During Trading. 3) 08/19/2025 - Self with leads from Uber inc - Not Investment Related - Outside/W-2 Employment - Home Based - Start Date:09/01/2016 -10 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-26 |
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