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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| PA | RA | APPROVED | 2009-10-22 |
Branch Locations
701 Main Street 501 5Th Floor, Stroudsburg, PA 18360 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Scranton | PA | 08/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1) Photonic Health; Investment related No; Healthcare; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); Apr/2018; During business hours: 0; After business hours: 1; *367621 - Nikki O'Malley Empowered Wellness Solutions; Not Investment related; Kambo, Natural Products, and Activities; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Apr 2019; During business hours: 0; After business hours: 4.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-15 |
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