Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| ME | RA | APPROVED | 2009-12-11 |
Branch Locations
100 Middle Street 3Rd Floor, Portland, ME 04101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Portland | ME | 08/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. *398334 - Gould Academy; Investment Related - No; Bethel, ME; Education; Investment Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); May 2020; During Business Hours: 2; After Business Hours: 0; Investment Decisions/Advice. 2.*465958 - Estate ; Investment related -Yes; westbrook, Maine; Estate; Executor/Co-Executor (Active); 11/2021; During business hours: 4; After business hours: 1;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-16 |
Reach out to this advisor