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Kevin Michael Pierce

LPl Financial LLC

Auburn Hills, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-13
MI RA APPROVED 2019-12-04
  • TX RA
    APPROVED
    Since 2026-07-13
  • MI RA
    APPROVED
    Since 2019-12-04

Branch Locations

2701 Cambridge Ct Ste 530, Auburn Hills, MI 48326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 01/2016 03/2019
Spc Ann Arbor MI 01/2016 03/2019
Parkland Securities Ann Arbor MI 01/2018 08/2018
Centaurus Financial, Inc. Anaheim CA 04/2019 12/2019
Lpl Financial, Llc Auburn Hills MI 12/2019 Present
  • 01/2016 → 03/2019
    Sigma Financial Corporation
    Ann Arbor, MI
  • 01/2016 → 03/2019
    Ann Arbor, MI
  • 01/2018 → 08/2018
    Parkland Securities
    Ann Arbor, MI
  • 04/2019 → 12/2019
    Anaheim, CA
  • 12/2019 → Present
    Auburn Hills, MI
Previous Registrations
  • 2019-04-09 → 2019-12-04
    Auburn Hills, MI
  • 2016-01-26 → 2019-03-29
    Ann Arbor, MI
    New Baltimore, MI
  • 2014-01-08 → 2015-06-30
    Port Huron, MI
    San Diego, CA
    Port Huron, MI
    Bad Axe, MI
Other Businesses

1. 12/04/2019 - HERBERT FINANCIAL GROUP LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ AUBURN HILLS, MI 2. 10/17/2022 - HFG - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/04/2019 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-30
S63 Uniform Securities Agent State Law Examination 2012-11-18
  • S65 Uniform Investment Adviser Law Examination
    2013-12-30
  • S63 Uniform Securities Agent State Law Examination
    2012-11-18
Designations
Other Names
  • Kevin Michael Pierce
  • Kevin Pierce

View on SEC IAPD

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