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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-13 |
| MI | RA | APPROVED | 2019-12-04 |
Branch Locations
2701 Cambridge Ct Ste 530, Auburn Hills, MI 48326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 01/2016 | 03/2019 |
| Spc | Ann Arbor | MI | 01/2016 | 03/2019 |
| Parkland Securities | Ann Arbor | MI | 01/2018 | 08/2018 |
| Centaurus Financial, Inc. | Anaheim | CA | 04/2019 | 12/2019 |
| Lpl Financial, Llc | Auburn Hills | MI | 12/2019 | Present |
1. 12/04/2019 - HERBERT FINANCIAL GROUP LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ AUBURN HILLS, MI 2. 10/17/2022 - HFG - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/04/2019 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-18 |
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