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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-19
FL RA APPROVED 2019-08-19
  • TX RA
    APPROVED_RES
    Since 2023-04-19
  • FL RA
    APPROVED
    Since 2019-08-19

Branch Locations

950 South Pine Island Rd Suite A150, Plantation, FL 33324 • United States

Plantation, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Plantation FL 08/2009 08/2019
New York Life Insurance Company Plantation FL 08/2009 08/2019
Eagle Strategies Llc Plantation FL 03/2016 08/2019
Massmutual Life Insurance Co Plantation FL 07/2019 Present
Mml Investors Services Llc Plantation FL 08/2019 Present
  • 08/2009 → 08/2019
    Nylife Securities Llc
    Plantation, FL
  • 08/2009 → 08/2019
    New York Life Insurance Company
    Plantation, FL
  • 03/2016 → 08/2019
    Plantation, FL
  • 07/2019 → Present
    Massmutual Life Insurance Co
    Plantation, FL
  • 08/2019 → Present
    Plantation, FL
Previous Registrations
  • 2016-03-24 → 2019-08-06
    Pompano Beach, FL
    Sunrise, FL
    Fort Lauderdale, FL
    Plantation, FL
Other Businesses

(1) NAME: RICHARD PRICE INV REL: Y ADDR: 950 S. PINE ISLAND RD SUITE A150 PLANTATION FL 33324 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: AGENT START: 12/01/2020 NO HRS/MO: 8 NO HRS/MO SEC DUR TRADING: 6 DESCRIBE DUTIES: LIFE, LONG-TERM CARE, FIXED ANNUITIES, DISABILITY, HEALTH, PROPERTY AND CASUALTY. (2) NAME: RICHARD PRICE INV REL: Y ADDR: 950 S. PINE ISLAND RD SUITE A150 PLANTATION FL 33324 NATURE: STRUCTURED ANNUITY SETTLEMENT POSITION: AGENT START: 5/6/2022 NO HRS/MO: 1 NO HRS/MO SEC DUR TRADING: 0 DESCRIBE DUTIES: AGENT- STRUCTURED ANNUITY SETTLEMENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-27
S63 Uniform Securities Agent State Law Examination 2011-07-09
  • S66 Uniform Combined State Law Examination
    2016-02-27
  • S63 Uniform Securities Agent State Law Examination
    2011-07-09
Other Names
  • Rick Price

View on SEC IAPD

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