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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2013-12-11 |
Branch Locations
29 S Main St, West Hartford, CT 06107 • United States
115 W Century Rd, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hartford | CT | 09/2009 | Present |
| Bank Of America, N.A. | Hartford | CT | 09/2009 | Present |
I*132249 For profit or not for profit: Non-Profit Organization Name of outside business organization: Springfield Museums Investment related: N Address of business: Springfield, Massachusetts 1103 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 7/27/2020 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: To accept a request by the Museums to become a member of the Board of Trustees. Various committee assignments ahead.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-12 |
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